Lisa Rizzo
Lisa Rizzo is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Littleton, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Lisa is a notary and spends minimal time on this activity. She also sells non-variable insurance and has a business entity for tax/investment purposes, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Financial Equity CorporationBroker
First Financial Equity Corporation
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.Broker
Piper Jaffray & CO.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Dain Rauscher IncorporatedBroker
Painewebber IncorporatedBroker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
Integrated Resources Equity CorporationBroker
Hanifen, Imhoff INC.Broker
Boettcher & Company, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.