James Allison
James Allison is a registered investment advisor at Oneamerica Securities, INC., based in Indianapolis, IN, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
One American Square, Indianapolis, IN, 46282
Get directionsHistory
Regulatory History (2)
Criminal
February 2008Criminal
November 2005Other Business ActivitiesSells Insurance
James is involved in non-variable insurance sales, including fixed life, fixed annuities, and health insurance. He is also an owner of First Dominion Financial Group, LLC, a financial services company.
Employment History
Current Registrations
Oneamerica Securities, INC.
Previous Registrations
Nationwide Securities, LLCBroker
Fortune Financial Services, INC.Broker
Capital Securities of America, INC.Broker
Aristatrade Securities, LLCBroker
Continental Broker-Dealer CORP.Broker
Dreyfus Service CorporationBroker
Preston Langley Asset Management, INC.Broker
May, Davis Group INC.Broker
Weatherly Securities CorporationBroker
First Providence Financial Group, INC.Broker
La Jolla Capital CorporationBroker
Gaines, Berland INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.