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Aimee Holmes

22 Years of Experience
Clive, IA
Broker

Aimee Holmes is a registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2019 - Present · 7 yrs
Raymond James & Associates, INC.
September 2019 - Present · 7 yrs
Raymond James & Associates, INC.
September 2019 - Present · 7 yrs
Previous Registrations
RBC Capital Markets, LLC
August 2009 - September 2019 · 10 yrs 1 mo
RBC Capital Markets, LLCBroker
August 2009 - September 2019 · 10 yrs 1 mo
UBS Financial Services INC.
August 2006 - September 2009 · 3 yrs 1 mo
UBS Financial Services INC.Broker
August 2006 - September 2009 · 3 yrs 1 mo
Piper Jaffray & CO.
July 2004 - August 2006 · 2 yrs 1 mo
Piper Jaffray & CO.Broker
December 2003 - August 2006 · 2 yrs 8 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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