MV
MV

Michael Vereen

26 Years of Experience
Chatanooga, TN
2 DisclosuresBrokerSells Insurance

Michael Vereen is a registered investment advisor, based in Chatanooga, TN, with 26 years of industry experience.

Location

1210 Premier Dr., Suite 125, Chatanooga, TN, 37421

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Settled
Customer Dispute
September 2007
Settled
Other Business ActivitiesSells Insurance

Michael is an advisory representative of an RIA, an independent insurance agent, and involved with several organizations as a board member or in other roles. He dedicates about half of his time to his advisory rep role, about a quarter of his time as an insurance agent, and minimal time to the other roles.

Employment History
Current Registrations
Cambridge Investment Research, INC.
February 2020 - Present · 6 yrs 3 mos
Cambridge Investment Research Advisors, INC.
February 2020 - Present · 6 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
January 2010 - February 2020 · 10 yrs 1 mo
MML Investors Services, LLCBroker
October 2009 - February 2020 · 10 yrs 4 mos
LPL Financial Corporation
March 2009 - September 2009 · 6 mos
LPL Financial CorporationBroker
January 2009 - September 2009 · 8 mos
MML Investors Services, INC.
March 2004 - March 2009 · 5 yrs
MML Investors Services, INC.Broker
May 2002 - March 2009 · 6 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
July 1999 - April 2002 · 2 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
July 1999 - January 2002 · 2 yrs 6 mos
State Registrations21 states
ALARCACOFLGAILINLAMIMONCNMNVOKPATNTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Vereen - Financial Advisor | TrueAdvisor