John Davis is a registered investment advisor at LPL Financial LLC, based in Lenoir, NC, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
140 Tremont Park Dr Ne, Lenoir, NC, 28645
Get directionsHistory
Regulatory History (3)
Financial
August 2024Regulatory
August 2024Customer Dispute
August 2020Other Business Activities
John operates J.L. Davis Financial as a DBA for his LPL business. This activity is investment-related and takes nearly all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Nationwide Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.