Kathleen Alber is a registered investment advisor at J. W. Cole Advisors, INC., based in Omaha, NE, with 3 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
18035 Oak Street, Omaha, NE, 68130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kathleen is an investment advisor representative (IAR) at Castlerock Financial Management Group since January 2022, spending about a quarter of her time there. She is also a shareholder and officer at Daniel Grieb, CPA, handling tax preparation, bookkeeping, and payroll, which takes nearly full-time hours. Additionally, Kathleen is a shareholder/officer at View on Oak Investments, dedicating about a quarter of her time.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
State Registrations1 state
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