Sally Louie is a registered investment advisor at LPL Financial LLC, based in Vallejo, CA, with 28 years of industry experience. Sally is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
The Golden 1 Credit Union, 766 Admiral Callaghan Ln, Vallejo, CA, 94591
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2001Other Business Activities
Sally is a board member and foster mom for Contra Costa SPCA since 2007, and is involved with Golden 1 Investment Services/Golden 1 Credit Union FIS program. Since April 2023, Sally also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Xcu Capital Corporation, INC.Broker
Xcu Capital Corporation, INC.
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Bancwest Investment Services, INC.Broker
Linsco/private Ledger CORP.Broker
Cal Fed InvestmentsBroker
Dean Witter Reynolds INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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