LJ
LJ
Lucy Johnson
25 Years of Experience
Mount Laurel, NJ
2 DisclosuresBroker
Lucy Johnson is a registered investment advisor at Morgan Stanley, based in Mount Laurel, NJ, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
330 Fellowship Road, Mount Laurel, NJ, 08054
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
September 2022Financial
September 2019Final
Other Business Activities
Lucy is a distributor for Advocare, a wholesale/distribution company, since 2015. She dedicates minimal time to this activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 1 mo
Morgan Stanley
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
February 2012 - April 2022 · 10 yrs 2 mos
UBS Financial Services INC.Broker
February 2012 - April 2022 · 10 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2001 - June 2009 · 8 yrs 5 mos
State Registrations32 states
AZCACOCTDCDEFLGAIDILKSKYLAMDMEMINCNENJNMNVNYOKPARISCTXUTVAVTWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.