LM
LM

Laura Maynes

27 Years of Experience
Salt Lake City, UT
Broker

Laura Maynes is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Salt Lake City, UT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

60 E South Temple St, Salt Lake City, UT, 84111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2018 - Present · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
E*trade Securities LLCBroker
April 2017 - March 2018 · 11 mos
Wells Fargo Advisors, LLC
July 2003 - December 2016 · 13 yrs 5 mos
Wells Fargo AdvisorsBroker
July 2003 - December 2016 · 13 yrs 5 mos
Prudential Securities Incorporated
June 2000 - July 2003 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
May 2000 - July 2003 · 3 yrs 2 mos
Painewebber IncorporatedBroker
October 1999 - June 2000 · 8 mos
Horace Mann Investors INCBroker
July 1998 - October 1999 · 1 yr 3 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.