NR
NR

Nichol Rogers

25 Years of Experience
Elkhorn, NE
Broker

Nichol Rogers is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Elkhorn, NE, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

18881 West Dodge Road, Suite 160E, Elkhorn, NE, 68022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nichol is a board member on the Fund Development Committee for MICAH House, an emergency shelter. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
July 2022 - Present · 3 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
June 2021 - May 2022 · 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 2021 - May 2022 · 11 mos
Wells Fargo Clearing Services, LLCBroker
April 2007 - May 2021 · 14 yrs 1 mo
Wells Fargo Clearing Services, LLC
April 2007 - May 2021 · 14 yrs 1 mo
Linsco/private Ledger CORP.
May 2003 - May 2005 · 2 yrs
Linsco/private Ledger CORP.Broker
May 2003 - May 2005 · 2 yrs
Citigroup Global Markets INC.
June 2000 - April 2003 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
June 2000 - April 2003 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - June 2000 · 1 yr 8 mos
Chatfield Dean & CO., INC.Broker
May 1998 - September 1998 · 4 mos
State Registrations26 states
ARCACOCTFLHIIAILINKSMAMNMONENHNMNVNYOHORSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nichol Rogers - Financial Advisor | TrueAdvisor