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Justin Smith
27 Years of Experience
San Francisco, CA
1 DisclosureBroker
Justin Smith is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2016Denied
Other Business Activities
Justin owns rental property in San Francisco, California, since 2021. He spends minimal time on administrative and property management tasks related to this investment.
Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 11 mos
Morgan Stanley
October 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2016 - October 2021 · 5 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - October 2021 · 5 yrs 8 mos
Credit Suisse Securities (USA) LLCBroker
February 2008 - March 2016 · 8 yrs 1 mo
Credit Suisse Securities (USA) LLC
February 2008 - March 2016 · 8 yrs 1 mo
Citigroup Global Markets INC.
February 2001 - February 2008 · 7 yrs
Citigroup Global Markets INC.Broker
March 1999 - February 2008 · 8 yrs 11 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.