Li Ping Guay

Strait & Sound

22 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth

Strait & Sound

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

277 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$303.9M

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $300K	1.50%
$300K - $600K	1.30%
$600K - $1.2M	1.10%
$1.2M - $2.4M	1.00%
$2.4M - $5.0M	0.90%
$5.0M - $10.0M	0.80%
$10M+	0.80%

Fees negotiable for assets over $10,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Renton, WA

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2017

Closed-No Action

Customer Dispute

October 2010

Closed-No Action

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Strait & Sound

August 2022 - Present · 3 yrs 6 mos

Previous Registrations

Strait & Sound

May 2022 - May 2022 · 0 mos

Gps Capital Management, LLC

December 2021 - August 2022 · 8 mos

Pg Global Wealth Management, INC.

November 2011 - August 2022 · 10 yrs 9 mos

Orca Investment Management, LLC

August 2010 - October 2011 · 1 yr 2 mos

Charles Schwab & CO., INC.

September 2003 - August 2010 · 6 yrs 11 mos

State Registrations2 states

TXWA

Advisor

Exams

No exam information available for this advisor.