Cindy Hawks is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
February 2017 - October 2022 · 5 yrs 8 mos
UBS Financial Services INC.Broker
February 2017 - October 2022 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - January 2017 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - January 2017 · 2 yrs 3 mos
Morgan Stanley
June 2009 - October 2014 · 5 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2014 · 5 yrs 4 mos
Citigroup Global Markets INC.
September 2008 - June 2009 · 9 mos
Citigroup Global Markets INC.Broker
September 2008 - June 2009 · 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Atlas Securities, INC.Broker
May 2005 - July 2006 · 1 yr 2 mos
Essex National Securities, INC.
May 2003 - May 2005 · 2 yrs
Essex National Securities, INC.Broker
May 2003 - May 2005 · 2 yrs
1717 Capital Management CompanyBroker
July 1999 - March 2002 · 2 yrs 8 mos
Signator Investors, INC.Broker
April 1998 - July 1999 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.