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Dewayne Nelson

Collective Wealth Advisors LLC
28 Years of Experience
Phoenix, AZ
1 Disclosure
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Dewayne Nelson is a registered investment advisor at Collective Wealth Advisors LLC, based in Phoenix, AZ, with 28 years of industry experience. Dewayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 4 more. Their firm serves 224 clients with $160M in assets under management.

Collective Wealth Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
224 clients
Average Client Portfolio
$701K average
Assets Under Management
$157.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee of 1.50% of assets under management. Fees are negotiable. Third-party sub-advisors or account administrators may charge additional fees ranging from 0.18% to 2.00% depending on the strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4742 N 24th Street, Suite 300, Phoenix, AZ, 85016

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History

Regulatory History (1)
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Customer Dispute
September 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dewayne is the owner of Palo Verde View LLC, a rental property in Phoenix, Arizona, since 2017. He dedicates minimal time to this non-investment related activity.

Employment History
Current Registrations
Collective Wealth Advisors LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Buckingham Strategic Partners, LLC
January 2019 - April 2021 · 2 yrs 3 mos
Foreside Financial Services, LLCBroker
October 2018 - April 2021 · 2 yrs 6 mos
Lwi Financial INC.
November 2009 - January 2019 · 9 yrs 2 mos
Loring Ward Securities INC.Broker
October 2009 - October 2018 · 9 yrs
Geneos Wealth Management, INC.
March 2008 - October 2009 · 1 yr 7 mos
Geneos Wealth Management, INC.Broker
March 2008 - October 2009 · 1 yr 7 mos
Nrp Financial, INC.
August 2004 - March 2008 · 3 yrs 7 mos
Nrp Financial, INC.Broker
August 2004 - March 2008 · 3 yrs 7 mos
New England Securities Corporation
October 2002 - August 2004 · 1 yr 10 mos
New England SecuritiesBroker
October 2002 - August 2004 · 1 yr 10 mos
Thrivent Investment Management INC.Broker
July 2002 - October 2002 · 3 mos
Lutheran Brotherhood Securities CORP.Broker
May 1998 - July 2002 · 4 yrs 2 mos
State Registrations3 states
AZLATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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