Sandra Berglund is a registered investment advisor at Morgan Stanley, based in Park City, UT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1441 West Ute Boulevard, Suite 180, Park City, UT, 84098
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
August 2006 - September 2010 · 4 yrs 1 mo
UBS Financial Services INC.Broker
August 2006 - September 2010 · 4 yrs 1 mo
Piper Jaffray & CO.Broker
July 2004 - August 2006 · 2 yrs 1 mo
Piper Jaffray & CO.
July 2004 - August 2006 · 2 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.
August 2001 - March 2003 · 1 yr 7 mos
U.S. Bancorp Piper Jaffray INC.Broker
April 1998 - March 2003 · 4 yrs 11 mos
State Registrations31 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.