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Jacob Kozmic

Cambridge Investment Research Advisors, INC.
28 Years of Experience
Miami, FL
2 DisclosuresBroker
View SEC Summary
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Jacob Kozmic is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Miami, FL, with 28 years of industry experience. Jacob is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 SE 2nd St., Ste/ 2000, Miami, FL, 33131

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Denied
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jacob is an advisory representative of a registered investment advisor (RIA) since 2016, dedicating full-time hours to this role. Since January 2024, Jacob is also the Founder and CEO of Kozmic1 Global Wealth Management LLC, dedicating full-time hours to this role as well.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2016 - Present · 10 yrs 6 mos
Cambridge Investment Research, INC.
April 2016 - Present · 10 yrs 6 mos
Cambridge Investment Research, INC.Broker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - January 2016 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - January 2016 · 6 yrs 6 mos
UBS Financial Services INC.
April 2000 - July 2009 · 9 yrs 3 mos
UBS Financial Services INC.Broker
April 2000 - July 2009 · 9 yrs 3 mos
J. B. Hanauer & CO.Broker
October 1998 - April 2000 · 1 yr 6 mos
Gkn Securities CORP.Broker
April 1998 - August 1998 · 4 mos
State Registrations7 states
CAFLNYOHPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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