Lawrence Nagel
Lawrence Nagel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Louisville, KY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
101 Bullitt Ln, Louisville, KY, 40222
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2024Customer Dispute
April 2024Customer Dispute
March 2021Other Business Activities
Lawrence is a limited partner in Black Rooster Farms LLC, a wildflower farm owned with his wife, but he is not involved in its operation. He also serves as a board member for Cascade Village HOA, attending quarterly meetings and voting on HOA issues, dedicating minimal time to this role.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
UBS Painewebber INC.Broker
Sands Brothers & CO., LTD.Broker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.