CC
CFP
CC
CFP

Christopher Carr

27 Years of Experience
Charlotte, NC
Broker

Christopher Carr is a CFP-designated registered investment advisor, based in Charlotte, NC, with 27 years of industry experience.

Location

1030 Admiral Nelson Ct, Charlotte, NC, 28262

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.

Employment History
Current Registrations
Vanguard Marketing CorporationBroker
December 2024 - Present · 1 yr 9 mos
Vanguard Advisers, INC.
December 2024 - Present · 1 yr 9 mos
Vanguard Marketing Corporation
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Citizens Securities, INC.
April 2022 - June 2024 · 2 yrs 2 mos
Citizens Securities, INC.Broker
April 2022 - June 2024 · 2 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2016 - April 2022 · 6 yrs 2 mos
Advice and Planning Services
February 2016 - April 2022 · 6 yrs 2 mos
Vanguard Advisers INC
January 2015 - February 2016 · 1 yr 1 mo
Vanguard Marketing CorporationBroker
September 1998 - February 2016 · 17 yrs 5 mos
First Union Brokerage Services, INC.Broker
May 1998 - September 1998 · 4 mos
State Registrations3 states
NCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.