Steven Newman
Steven Newman is a registered investment advisor at World Investment Advisors, LLC, based in Lincroft, NJ, with 26 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
437 Newman Springs Road, Lincroft, NJ, 07738
Get directionsHistory
Regulatory History (7)
Judgment / Lien
April 2024Judgment / Lien
October 2017Financial
February 2017Judgment / Lien
January 2017Regulatory
November 2014Employment Separation After Allegations
November 2013Customer Dispute
September 2013Other Business Activities
Steven owns a cleaning service since 2000. He also works part-time as a salesperson for Ward Wright Sotheby's, a real estate business, dedicating about 10-20% of his time to selling homes. Finally, Steven is a trustee overseeing trust investments.
Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLCBroker
Previous Registrations
World Advisory Services
LPL Financial LLC
LPL Financial LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Edward JonesBroker
New York Life Investment Management LLC
Nylife Distributors INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.