MC
MC
Miguel Castillo
27 Years of Experience
San Jose, CA
1 DisclosureBroker
Miguel Castillo is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1091 Lincoln Ave, San Jose, CA, 95125
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Settled
Other Business Activities
Miguel has 100% ownership of CF4Capital, Inc., an investment-related business, since 2021. He dedicates minimal time to this activity.
Employment History
Current Registrations
Wells Fargo Advisors
August 2021 - Present · 5 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
August 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2008 - August 2021 · 13 yrs
Wells Fargo Clearing Services, LLC
August 2008 - August 2021 · 13 yrs
UBS Financial Services INC.
March 2003 - August 2008 · 5 yrs 5 mos
UBS Financial Services INC.Broker
March 2003 - August 2008 · 5 yrs 5 mos
Citigroup Global Markets INC.
October 2000 - April 2003 · 2 yrs 6 mos
Citigroup Global Markets INC.Broker
July 2000 - April 2003 · 2 yrs 9 mos
Dean Witter Reynolds INC.Broker
April 1998 - July 2000 · 2 yrs 3 mos
State Registrations9 states
AZCAFLHIMTNCNVORTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.