Sophit Lee
SL
CFP
Sophit Lee
SL
CFP

Sophit Lee

25 Years of Experience
Portage, MI

Sophit Lee is a CFP-designated registered investment advisor at Docsa Capital Management, INC., based in Portage, MI, with 25 years of industry experience. Sophit operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 75 clients with $95M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
75 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$95.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.95%
$1.0M - $3.0M0.75%
$3M+0.75%

Rates shown are for the Diamond Plan. Fees are negotiable for accounts of $3,000,000 and above. Accounts invested 100% in fixed income after the first 2 years are charged 0.75% or less. The Topaz Plan offers a passive indexing strategy at 0.35% with a $700 first-year setup fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Contact

Sophit Lee
SL
Sophit Lee

Location

8080 Moorsbridge Rd, Suite 200, Portage, MI, 49024

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Docsa Capital Management, INC.
April 2001 - Present · 25 yrs 6 mos
State Registrations4 states
CAFLLAMI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Additional Information

Sophit received her undergraduate and graduate degrees from the University of California, Berkeley. She brings insights from over 40 years of investment and over 29 years of financial planning experience to help clients coordinate and integrate their personal financial planning needs with their tax and portfolio considerations.

More Advisors
Sophit Lee
SL
Contact
Sophit Lee