Docsa Capital Management, Inc. is an independent, fee-only registered investment advisor established in 1987 and based in Portage, Michigan. The firm provides personalized portfolio management and financial planning services to individuals, small business owners, trusts, and estates. Docsa Capital Management, Inc. operates on a fee-only basis, meaning they do not sell products or accept commissions or referral fees, ensuring that recommendations are aligned with clients' best interests. The firm offers modular financial planning—covering retirement, cash flow, tax analysis, and education funding—as well as comprehensive ongoing portfolio management through tiered service plans. These include the Diamond Plan (active management with integrated financial planning for accounts over $300,000), the Topaz Plan (passive indexing strategy), and the Opal Plan (limited-service support). Led by Principal and Chartered Financial Analyst Timothy J. Schauer and Portfolio Manager Matthew E. Harrison, the firm emphasizes fundamental and technical analysis, diversification, and a long-term approach to help clients navigate various market conditions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.75% |
Rates shown are for the Diamond Plan. Fees are negotiable for accounts of $3,000,000 and above. Accounts invested 100% in fixed income after the first 2 years are charged 0.75% or less. The Topaz Plan offers a passive indexing strategy at 0.35% with a $700 first-year setup fee.
