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Elliot Weissmark

27 Years of Experience
Oakland Park, FL
7 DisclosuresBroker

Elliot Weissmark is a registered investment advisor at Raymond James & Associates, INC., based in Oakland Park, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3655 N Dixie Hwy, Oakland Park, FL, 33334

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2010
Denied
Customer Dispute
April 2002
Denied
Customer Dispute
July 2001
Settled
Customer Dispute
March 2001
Denied
Customer Dispute
February 2001
Award / Judgment
Customer Dispute
November 2000
Pending
Customer Dispute
September 2000
Settled
Other Business Activities

Elliot is involved in numerous real estate ventures, including ownership and management of rental properties through various LLCs. He also works at On the Mark Financial Strategies of Raymond James, dedicating about half of his time to financial planning and investments.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2005 - November 2015 · 10 yrs 3 mos
Wells Fargo Advisors, LLCBroker
June 2005 - November 2015 · 10 yrs 5 mos
Citigroup Global Markets INC.
June 1998 - July 2005 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
June 1998 - July 2005 · 7 yrs 1 mo
State Registrations19 states
ARAZCAFLHIILMAMINCNJNYOHORPASCTNTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.