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ChFC
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ChFC

Allen Laya

Capital Analysts
54 Years of Experience
Lombard, IL
Broker
View SEC Summary
View SEC Summary

Allen Laya is a ChFC-designated registered investment advisor at Capital Analysts, based in Lombard, IL, with 54 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Suite 150, 500 Waters Edge, Lombard, IL, 60148

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Analysts
April 2016 - Present · 10 yrs 6 mos
Lincoln Investment
February 2005 - Present · 21 yrs 8 mos
Lincoln InvestmentBroker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Pmg Asset Management INC
April 2001 - January 2005 · 3 yrs 9 mos
Pmg Securities CorporationBroker
August 2000 - January 2005 · 4 yrs 5 mos
Investors Brokerage Services, INC.Broker
November 1987 - August 2000 · 12 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
September 1987 - October 1987 · 1 mo
Nml Equity Services, INC.Broker
March 1987 - November 1987 · 8 mos
Stanford Securities IncorporatedBroker
March 1985 - September 1987 · 2 yrs 6 mos
Resource Development International, LTD.Broker
May 1983 - May 1985 · 2 yrs
Nml Equity Services, INC.Broker
June 1972 - November 1987 · 15 yrs 5 mos
State Registrations8 states
AZCACOFLGAILMIWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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