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Edward Baroncini

Excel Wealth Management, LLC
17 Years of Experience
Bradenton, FL
9 DisclosuresBroker
View SEC Summary
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Edward Baroncini is a registered investment advisor at Excel Wealth Management, LLC, based in Bradenton, FL, with 17 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 326 clients with $310M in assets under management.

Excel Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
326 clients
Average Client Portfolio
$952K average
Assets Under Management
$310.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.70%
$250K - $500K0.55%
$500K - $1.0M0.45%
$1M+0.30%

Rates reflect the Betterment Institutional schedule disclosed in the brochure; general investment management fees generally do not exceed 1.75% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bradenton, FL

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2024
Settled
Customer Dispute
February 2024
Settled
Customer Dispute
November 2023
Settled
Customer Dispute
November 2023
Settled
Customer Dispute
November 2023
Settled
Customer Dispute
November 2023
Settled
Customer Dispute
October 2023
Settled
Customer Dispute
September 2023
Settled
Customer Dispute
May 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward provides investment advisory services through Excel Wealth Management, LLC, dedicating nearly full-time hours to this activity. He also manages real estate rentals through BarLuc Holdings, LLC and is a business owner at Black Bear Ventures, LLC, and a third party administrator at 401k Cube, LLC.

Employment History
Current Registrations
Excel Wealth Management, LLC
January 2019 - Present · 7 yrs 9 mos
LPL Financial LLCBroker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
LPL Financial LLC
December 2014 - November 2025 · 10 yrs 11 mos
Fsc Securities Corporation
August 2009 - December 2014 · 5 yrs 4 mos
Fsc Securities CorporationBroker
August 2009 - December 2014 · 5 yrs 4 mos
State Registrations20 states
CACTFLGAIDILMAMDMEMINCNHNJNYPARISCTXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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