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Robert Sandoval is a registered investment advisor at Morgan Stanley, based in Austin, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8701 Bee Caves Road, Suite 300, Austin, TX, 78746
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Regulatory History (1)
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Customer Dispute
November 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2021 · 10 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2011 - September 2021 · 10 yrs 8 mos
Wells Fargo Investments, LLC
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Brokerage Services, L.L.C.Broker
November 2000 - December 2003 · 3 yrs 1 mo
Banc One Securities CorporationBroker
May 1998 - November 2000 · 2 yrs 6 mos
State Registrations24 states
AKALARAZCACOFLGAHIIDKSKYMAMOMSNCNMNYOHOKSCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.