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Daphne Rushing

27 Years of Experience
Franklin, TN
Broker

Daphne Rushing is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Franklin, TN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

2555 Meridian Boulevard, Suite 180, Franklin, TN, 37067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Daphne is a Senior Registered Sales Associate at SSC Holdings LLC, a support company. This takes about 10-20% of her time, with a few hours per week occurring during trading hours.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2016 - Present · 10 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - May 2016 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - May 2016 · 7 yrs 8 mos
UBS Financial Services INC.Broker
March 2008 - August 2008 · 5 mos
UBS Financial Services INC.
March 2008 - August 2008 · 5 mos
Citigroup Global Markets INC.
April 2005 - February 2008 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
March 2005 - February 2008 · 2 yrs 11 mos
Hilliard Lyons Asset Management
March 2004 - December 2004 · 9 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
November 2001 - December 2004 · 3 yrs 1 mo
UBS Painewebber INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
J.C. Bradford & CO.Broker
May 1998 - August 2000 · 2 yrs 3 mos
State Registrations23 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.