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Richard Perry

LPL Financial LLC
27 Years of Experience
Fernandina Beach, FL
1 DisclosureBroker
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Richard Perry is a registered investment advisor at LPL Financial LLC, based in Fernandina Beach, FL, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fernandina Beach, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard operates under two DBAs, Legacy Private Wealth, LLC and Gladstone Wealth Partners, for his LPL business, dedicating full-time hours to each. He also owns rental real estate, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
January 2022 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
National Asset Management, INC.
January 2016 - January 2022 · 6 yrs
National Securities CorporationBroker
January 2016 - January 2022 · 6 yrs
UBS Financial Services INC.Broker
December 2011 - January 2016 · 4 yrs 1 mo
UBS Financial Services INC.
December 2011 - January 2016 · 4 yrs 1 mo
Wells Fargo Advisors Financial Network, LLC
December 2007 - December 2011 · 4 yrs
Wells Fargo Advisors Financial Network, LLCBroker
December 2007 - December 2011 · 4 yrs
Wachovia Securities, LLC
July 2003 - December 2007 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
July 2003 - December 2007 · 4 yrs 5 mos
Prudential Securities Incorporated
July 2002 - July 2003 · 1 yr
Prudential Securities IncorporatedBroker
June 1999 - July 2003 · 4 yrs 1 mo
Securities Service Network, INC.Broker
March 1999 - April 1999 · 1 mo
State Registrations13 states
FLGAILMDMSNCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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