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CFP
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CFP

Maile Foster

Kovack Advisors, INC.
27 Years of Experience
Colorado Springs, CO
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Maile Foster is a CFP-designated registered investment advisor at Kovack Advisors, INC., based in Colorado Springs, CO, with 27 years of industry experience. Maile is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

605 South Tejon Street, Colorado Springs, CO, 80903

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2022
Settled
Customer Dispute
December 2017
Settled
Employment Separation After Allegations
January 2011
Customer Dispute
July 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Maile is an owner at MCAPLIN FOSTER ADVISORS, focusing on wealth management and financial planning, dedicating most of her time to this role. She also works as a fixed insurance agent and is a board member of a non-profit foundation, spending minimal time on each.

Employment History
Current Registrations
Kovack Advisors, INC.
April 2011 - Present · 15 yrs 6 mos
Kovack Securities INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Securian Financial Services, INC.Broker
March 2007 - January 2011 · 3 yrs 10 mos
Securian Financial Services, INC.
March 2007 - January 2011 · 3 yrs 10 mos
Hornor, Townsend & Kent, INC.
August 2005 - March 2007 · 1 yr 7 mos
Hornor, Townsend & Kent, INC.Broker
August 2005 - March 2007 · 1 yr 7 mos
Park Avenue Securities LLC
April 2002 - August 2005 · 3 yrs 4 mos
Park Avenue Securities LLCBroker
March 2002 - August 2005 · 3 yrs 5 mos
Pruco Securities CorporationBroker
March 2000 - January 2002 · 1 yr 10 mos
American Express Financial Advisors INC.Broker
June 1998 - February 2000 · 1 yr 8 mos
Ids Life Insurance CompanyBroker
June 1998 - February 2000 · 1 yr 8 mos
State Registrations11 states
AZCACOCTFLIDMNNYORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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