Neil Connolly is a CFP-designated registered investment advisor at Rigden Capital Strategies, based in Overland Park, KS, with 25 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 205 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rigden Capital Strategies offers investment management services with fees based on the amount of your portfolio. The fees vary depending on whether your account is held at Charles Schwab/Apex Clearing or Betterment Securities.
For accounts held at Charles Schwab & Co. and Apex Clearing Corporation:
- Up to $999,999: 1.1% per year
- $1,000,000 to $2,999,999: 1.0% per year
- $3,000,000 to $4,999,999: 0.90% per year
- $5,000,000 and Over: 0.80% per year
For accounts held at Betterment Securities:
- First $1,000,000: 1.1% per year
- Next $2,000,000: 1.0% per year
- Next $2,000,000: 0.90% per year
- Amounts over $5,000,000: 0.80% per year
These fees are negotiable. If Rigden Capital Strategies uses a sub-advisor, you will not pay any additional fees.
Location
Overland Park, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Neil works as a wealth advisor at Rally Wealth and Benefits, providing financial planning, wealth management, brokerage, and fee-based advice, dedicating full-time hours to this role. He also owns Neil Connolly Wealth Planning Counsel LLC, which is used to receive commissions and fees from Rally Wealth and Benefits, dedicating a few hours per week to this LLC.
Employment History
Current Registrations
Rigden Capital Strategies
Previous Registrations
Keen Wealth Advisors
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Charles Schwab & CO., INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.