BP
BP
Brian Penney
22 Years of Experience
2 DisclosuresBroker
Brian Penney is a registered investment advisor at Packerland Brokerage Services, INC., based in Waddell, AZ, with 22 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 4,245 clients with $910M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
178 advisors
Number of Clients
4,245 clients
Average Client Portfolio
$214K average
Assets Under Management
$909.5M
Fee Structure
Packerland offers several investment management options:
- Individual Portfolio Management: Fees are a percentage of your portfolio, up to a maximum of 2.5% per year.
- Co-Advisory Programs: You'll pay program fees in addition to Packerland's advisory fee (up to 2.5% of your assets). These fees cover the third-party money manager's investment advisory services, potentially as part of a bundled fee arrangement.
- Hilltop/Envestnet Programs: Most programs have a unified fee covering the platform, manager, and Packerland's advisory services. Some fees, like those for transactions executed away from Hilltop, are charged separately.
- Solicitor Program: You'll pay a management fee to the third-party money manager, which Packerland shares. You won't pay a separate fee to Packerland.
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Location
Waddell, AZ
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
April 2019Customer Dispute
July 2008Denied
Employment History
Current Registrations
Packerland Brokerage Services, INC.
August 2025 - Present · 8 mos
Packerland Brokerage Services, INC.Broker
November 2023 - Present · 2 yrs 5 mos
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
December 2019 - November 2023 · 3 yrs 11 mos
Cabot Lodge Securities LLCBroker
September 2019 - December 2019 · 3 mos
Ifs SecuritiesBroker
May 2019 - October 2019 · 5 mos
Lion Street Financial, LLCBroker
February 2017 - May 2019 · 2 yrs 3 mos
Cetera Advisors LLCBroker
October 2015 - February 2017 · 1 yr 4 mos
Woodbury Financial Services, INC.Broker
November 2008 - November 2015 · 7 yrs
Countrywide Investment Services, INC.Broker
May 2006 - September 2008 · 2 yrs 4 mos
Wm Financial Services, INC.Broker
October 2004 - April 2006 · 1 yr 6 mos
Ameritas Investment CORP.Broker
October 2003 - September 2004 · 11 mos
Banc One Securities CorporationBroker
February 2001 - October 2001 · 8 mos
State Registrations3 states
AZILNC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.