Dwight Lee is a registered investment advisor at Gagnon Securities, LLC, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,202 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gagnon Securities charges fees for advisory and brokerage services.
For non-retirement accounts, clients pay a commission on each buy and sell transaction, up to 2% of the trade amount, plus a transaction fee up to $0.04 per share.
For retirement accounts and former Townsend Group Investments clients, Gagnon Securities charges a management fee of 2.25% per year for long-only accounts or 3.00% per year for hedged accounts, calculated monthly. These accounts do not pay commissions or transaction fees.
Location
1370 Avenue of the Americas, 26th Floor, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dwight is the managing member of Upland Associates, a hedge fund, and co-manages Darwin Partnership and GIS Funds of Funds. He also holds leadership positions in several non-profit organizations, including The Century Association, John Simon Guggenheim Memorial Foundation, The Graduate Center Foundation, Inc CUNY, and Civitella Ranieri Foundation.
Employment History
Current Registrations
Gagnon Securities, LLC
Gagnon Securities, LLCBroker
State Registrations16 states
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