MD
CFP
MD
CFP

Marty Dennis

27 Years of Experience
Springdale, AR
1 DisclosureBroker

Marty Dennis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Springdale, AR, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6576 Lynchs Prairie Cv, Ste A, Springdale, AR, 72762

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Settled
Other Business Activities

Marty operates his LPL business through The Point Financial Group, Inc. He also formed Dennis Financial Services as a corporation for tax and investment purposes, where he owns 100% of the stock, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2007 - Present · 18 yrs 10 mos
LPL Financial LLC
September 2007 - Present · 18 yrs 10 mos
Previous Registrations
Centaurus Financial, INC.
January 2005 - September 2007 · 2 yrs 8 mos
Centaurus Financial, INC.Broker
June 2004 - September 2007 · 3 yrs 3 mos
T.J. Raney & Sons, Inc.-Ria
March 2002 - May 2004 · 2 yrs 2 mos
T. J. Raney & Sons, INC. - BdBroker
March 2002 - May 2004 · 2 yrs 2 mos
Arvest Asset ManagementBroker
May 1998 - March 2002 · 3 yrs 10 mos
State Registrations3 states
ARMOOK
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.