RV
RV
Ronald Valinotti
26 Years of Experience
Melville, NY
4 DisclosuresBroker
Ronald Valinotti is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
58 South Service Road, Suite 400, Melville, NY, 11747
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022Denied
Judgment / Lien
June 2021Customer Dispute
January 2008Denied
Customer Dispute
May 2001Settled
Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2006 - December 2006 · 3 mos
Advest, INC.Broker
February 2006 - March 2006 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1999 - January 2009 · 9 yrs 5 mos
State Registrations23 states
AZCACOCTDCDEFLGAMAMDMIMNNCNJNVNYPASCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.