Tequilla Swan
Tequilla Swan is a registered investment advisor at J.P. Morgan Securities LLC, based in Scottsdale, AZ, with 28 years of industry experience. Tequilla is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ, 85250
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2016Customer Dispute
March 2011Customer Dispute
January 2009Customer Dispute
July 2004Other Business Activities
Tequilla is a partial owner of Klassy Kloset Boutique, an online women's apparel store, dedicating a few hours per week. Tequilla is also a sole proprietor of Swans, LLC, a rental property business, but spends no time on it.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kevin GuinanJ.P. Morgan Securities LLC
- Claire BebeeJ.P. Morgan Securities LLC
- Leslie LittleJ.P. Morgan Securities LLC
- Matthew Neal, CFPJ.P. Morgan Securities LLC
- Abraham Gamez, CFPJ.P. Morgan Securities LLC
- Michael PenneyJ.P. Morgan Securities LLC