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Jason Stephens

27 Years of Experience
Naples, FL
3 DisclosuresBroker

Jason Stephens is a registered investment advisor at UBS Financial Services INC., based in Naples, FL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

801 Laurel Oak Drive, Naples, FL, 34108

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History

Regulatory History (3)
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Regulatory
July 2009
Final
Regulatory
June 2009
Final
Employment Separation After Allegations
October 2007
Other Business Activities

Jason is involved in several charitable organizations, including SWFL Children Charity, Naples Take A Soldier Fishing, and the American Heart Association. He is also a member of YPO, TLake LLC, 3I, JS Aero LLC, and JSSS Ventures LLC.

Employment History
Current Registrations
UBS Financial Services INC.
October 2007 - Present · 18 yrs 7 mos
UBS Financial Services INC.Broker
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
Morgan Stanley & CO., IncorporatedBroker
April 2007 - November 2007 · 7 mos
Morgan Stanley & CO., Incorporated
April 2007 - November 2007 · 7 mos
Morgan Stanley
July 1998 - April 2007 · 8 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 1998 - April 2007 · 8 yrs 9 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Stephens - Financial Advisor | TrueAdvisor