MW
MW
Mark Wells is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (6)
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Customer Dispute
June 2021Denied
Customer Dispute
March 2011Denied
Customer Dispute
February 2011Denied
Customer Dispute
April 2010Settled
Customer Dispute
June 2008Settled
Customer Dispute
June 2006Denied
Other Business Activities
Mark is a sole proprietor renting a boat. This activity requires minimal time.
Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
November 2013 - March 2014 · 4 mos
Asset & Financial Planning, LTD
July 2005 - March 2014 · 8 yrs 8 mos
Prime Capital Services, INC.Broker
May 2001 - November 2013 · 12 yrs 6 mos
Signator Investors, INC.Broker
May 1998 - April 2001 · 2 yrs 11 mos
State Registrations29 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.