Thomas Hallberg is a registered investment advisor at Wealth Transitions, based in Forest Lake, MN, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 24 clients with $6.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
This is a flat rate schedule, the entire portfolio is charged the same asset management fee. The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
Forest Lake, MN
Get directionsHistory
Regulatory History (1)
Regulatory
June 2022Other Business Activities
Thomas is a sole proprietor providing life and spiritual coaching and public speaking services since February 2023. This activity takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Wealth Transitions
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.