Benjamin Dourte is a CFP-designated registered investment advisor, based in Malvern, PA, with 27 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Benjamin maintains an insurance license, though he does not currently use it. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
October 2018 - Present · 7 yrs 7 mos
Vanguard Advisers, INC.
October 2018 - Present · 7 yrs 7 mos
Vanguard Marketing Corporation
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Compass Ion Advisors, LLC
January 2014 - September 2018 · 4 yrs 8 mos
Apw Capital, INC.Broker
December 2008 - September 2018 · 9 yrs 9 mos
Comprehensive Capital Management, INC.
December 2008 - January 2014 · 5 yrs 1 mo
Emerging Growth Equities, LTD.Broker
February 2007 - December 2008 · 1 yr 10 mos
Ege Advisors, LTD.
February 2007 - December 2008 · 1 yr 10 mos
Sei Investments Management CORP
April 2003 - February 2007 · 3 yrs 10 mos
Sei Investments Distribution CO.Broker
April 1999 - December 2005 · 6 yrs 8 mos
Pimco Funds Distributors LLCBroker
May 1998 - March 1999 · 10 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.