Benjamin Dourte is a CFP-designated registered investment advisor, based in Malvern, PA, with 28 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Benjamin maintains an insurance license, though he does not currently use it. He dedicates minimal time to this activity.
Employment History
Current Registrations
Vanguard Marketing Corporation
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Previous Registrations
Compass Ion Advisors, LLC
Apw Capital, INC.Broker
Comprehensive Capital Management, INC.
Emerging Growth Equities, LTD.Broker
Ege Advisors, LTD.
Sei Investments Management CORP
Sei Investments Distribution CO.Broker
Pimco Funds Distributors LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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