Luguang Luan
Luguang Luan is a registered investment advisor at Osaic Wealth, INC., based in Pelham, NY, with 26 years of industry experience. Luguang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Pelham, NY
Get directionsHistory
Regulatory History (4)
Customer Dispute
December 2003Customer Dispute
October 2002Employment Separation After Allegations
January 2001Customer Dispute
October 2000Other Business ActivitiesSells Insurance
Luguang owns Pelham Violins, a string instrument rental business, since 2004, dedicating minimal time. Luguang is also an insurance agent since 2016, offering disability insurance, equity indexed annuities, fixed annuities, and traditional life insurance, which takes about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Gruntal & CO., L.L.C.Broker
Dean Witter Reynolds INC.Broker
Prime Charter LTD.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.