MG
MG

Michael Gioia

27 Years of Experience
Wilmington, DE
1 DisclosureBroker

Michael Gioia is a registered investment advisor at Ameriprise Financial Services, LLC, based in Wilmington, DE, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3520 Silverside Rd, Ste 25, Wilmington, DE, 19810

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History

Regulatory History (1)
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Customer Dispute
December 2000
Settled
Other Business Activities

Michael leases commercial real estate and oversees rental properties, spending a few hours per week. He is also a co-owner of real estate and a board member/treasurer for Gioia, dedicating a few hours per week to each.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 1998 - Present · 27 yrs 9 mos
Ameriprise Financial Services, LLC
June 1998 - Present · 27 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 1998 - Present · 27 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1998 - July 2006 · 8 yrs 1 mo
State Registrations26 states
AZCACOCTDCDEFLGAIAILINMAMDMINCNHNJNYOHOKPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.