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CFP

Stephen Rifici

Ameriprise Financial Services, LLC
25 Years of Experience
Wilmington, DE
Broker
View SEC Summary
View SEC Summary

Stephen Rifici is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Wilmington, DE, with 25 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1011 Centre Rd, Ste 100, Wilmington, DE, 19805-1270

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen owns a single-family real estate property and is a member-at-large on the board of directors for Rifici, dedicating about 10-20% of his time to the latter. He is also a committee member advising London Grove Township on conservation easements, spending minimal time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2001 - Present · 25 yrs
Ameriprise Financial Services, LLC
September 2001 - Present · 25 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2001 - Present · 25 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
September 2001 - July 2006 · 4 yrs 10 mos
State Registrations32 states
ALARAZCACOCTDCDEFLGAHIIAIDMAMDNCNENJNMNVNYOHPARISCTNTXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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