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Eugene Mccarthy

Kestra Private Wealth Services, LLC
28 Years of Experience
Melbourne, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eugene Mccarthy is a registered investment advisor at Kestra Private Wealth Services, LLC, based in Melbourne, FL, with 28 years of industry experience. Eugene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 20,230 clients with $13B in assets under management.

Kestra Private Wealth Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
208 advisors
Number of Clients
20,230 clients
Average Client Portfolio
$665K average
Assets Under Management
$13.5B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% annually and are negotiable based on account size, registration type, and platform selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

304 S. Harbor City Blvd., Suite 200, Melbourne, FL, 32901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eugene is a Director of Wealth Management at Three Bridges Planning, providing investment and securities advice, and also offers insurance and investment advisory services. He also holds board positions at Candlelighters of Brevard, Holy Name of Jesus Endowment Development Committee, and Eau Gallie Yacht Club Foundation, and is a member of FSUGAVIATION LLC.

Employment History
Current Registrations
Kestra Private Wealth Services, LLC
May 2019 - Present · 7 yrs 5 mos
Kestra Investment Services, LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2010 - May 2019 · 8 yrs 7 mos
UBS Financial Services INC.
October 2010 - May 2019 · 8 yrs 7 mos
Stifel, Nicolaus & Company, Incorporated
January 2007 - November 2010 · 3 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 2007 - November 2010 · 3 yrs 10 mos
Citigroup Global Markets INC.
February 2006 - February 2007 · 1 yr
Citigroup Global Markets INC.Broker
February 2006 - February 2007 · 1 yr
Legg Mason Wood Walker INC
August 1998 - February 2006 · 7 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1998 - February 2006 · 7 yrs 8 mos
State Registrations28 states
AZCACODEFLGAINMAMDMEMIMONCNHNJNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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