Cynthia Pelosi
Cynthia Pelosi is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 19 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (2)
Criminal
December 2004Criminal
September 2002Other Business Activities
Cynthia owns Prodigy Event Planning, a wedding and event planning business, since 2021. She spends a few hours per week on consultations and event coordination.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
MML Investors Services, LLCBroker
MML Investors Services, LLC
Swan Global Investments, LLC
Northern Lights Distributors, LLCBroker
Invest Financial Corporation
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
Sii Investments, INC.Broker
National Planning CorporationBroker
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
Sii Investments, INC.Broker
National Planning CorporationBroker
Metlife Securities INC.
Metlife Securities INC.
Metlife Securities INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Kelmoore Investment CO INC
Kelmoore Investment Company, INC.Broker
William R. Hough & CO.Broker
William R. Hough & CO., INC
Advest, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.