Swan Global Investments manages investment portfolios using a proprietary strategy called the Defined Risk Strategy. This strategy is designed to participate in market growth while protecting portfolios from major market downturns by combining stock index investments with protective options and income-generating option trades. Swan Global Investments primarily offers discretionary investment management for Separately Managed Accounts, overlay strategies, and affiliated mutual funds and exchange-traded funds. The firm serves individual investors, institutions, family offices, and other financial advisors who use Swan Global Investments as a sub-advisor. Swan Global Investments focuses on asset management and does not provide comprehensive personal financial planning services.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees range between 0.50% and 1.25% annually and are negotiable based on account size.