Swan Global Investments, LLC

Assets Under Management

$2.4B

Number of Clients

1,969

Number of Advisors

19

Average Client AUM

$1.2M

AUM per Advisor

$126.7M

Compensation

Fee-Only (AUM)

About This Firm

Swan Global Investments provides discretionary investment management through its Defined Risk Strategy (DRS), an index-based strategy designed to protect investors from market declines, provide income, and benefit from market appreciation. The DRS uses S&P 500 correlated securities and options. Swan also offers the DRS in mutual funds and ETFs.

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
Areas of Practice
Investment Management
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Location

1099 Main Ave, Suite 206, Durango, CO, 81301

19 Advisors at this firm