TB
TB

Thaddeus Barnes

27 Years of Experience
Sioux Falls, SD
Broker

Thaddeus Barnes is a registered investment advisor at Morgan Stanley, based in Sioux Falls, SD, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

300 Cherapa Place, Suite 503, Sioux Falls, SD, 57103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thaddeus is a board member of Falls Area Single Track in Sioux Falls, SD since October 2020. He spends minimal time on this investment-related activity, primarily on check signing/funds disbursements and labor/service.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
UBS Painewebber INC.
September 2000 - February 2003 · 2 yrs 5 mos
UBS Painewebber INC.Broker
September 2000 - February 2003 · 2 yrs 5 mos
AXA Advisors, LLCBroker
June 1998 - September 2000 · 2 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1998 - January 2000 · 1 yr 7 mos
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thaddeus Barnes - Financial Advisor | TrueAdvisor