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David Alfano

Archer Investment Corporation
27 Years of Experience
Old Greenwich, CT
View SEC Summary
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David Alfano is a registered investment advisor at Archer Investment Corporation, based in Old Greenwich, CT, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,335 clients with $1B in assets under management.

Archer Investment Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
79 advisors
Number of Clients
4,335 clients
Average Client Portfolio
$234K average
Assets Under Management
$1.0B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.75%
$1M+0.50%

Fees are negotiable on a client-by-client basis. Archer reserves the right to waive advisory fees for investments in the Archer Series Trust, including federal retirement plan rules accounts.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3 Boulder Ave, Old Greenwich, CT, 06870

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works as a CPA for Alfano & Co. since 1991, providing CPA services. This is a full-time commitment.

Employment History
Current Registrations
Archer Investment Corporation
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
January 2020 - March 2020 · 2 mos
Archer Investment Corporation
November 2017 - January 2020 · 2 yrs 2 mos
Ameriprise Financial Services, INC.Broker
September 2015 - November 2017 · 2 yrs 2 mos
Ameriprise Financial Services, INC.
September 2015 - November 2017 · 2 yrs 2 mos
Securities America Advisors, INC.
April 2008 - October 2015 · 7 yrs 6 mos
Securities America, INC.Broker
February 2004 - October 2015 · 11 yrs 8 mos
1st Global Capital CORP.Broker
November 1998 - December 2003 · 5 yrs 1 mo
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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