SM
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Shannon Mountain

27 Years of Experience
Reno, NV
Broker

Shannon Mountain is a registered investment advisor at Morgan Stanley, based in Reno, NV, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5390 Kietzke Lane, Suite 200, Reno, NV, 89511

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Shannon is the treasurer of Mountain Brewing LLC, a restaurant/bar/nightclub, and spends a few hours per week on accounting, administrative, and check signing duties. This activity is investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
May 2021 - Present · 5 yrs 4 mos
Morgan Stanley
May 2021 - Present · 5 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
April 2011 - May 2021 · 10 yrs 1 mo
UBS Financial Services INC.Broker
April 2011 - May 2021 · 10 yrs 1 mo
Wells Fargo Advisors, LLC
March 2009 - January 2011 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
February 2009 - January 2011 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2003 - February 2009 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - February 2009 · 10 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.