NC
NC
Nacole Carson
27 Years of Experience
San Francisco, CA
2 DisclosuresBroker
Nacole Carson is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
February 2010Judgment / Lien
June 1994Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2010 - Present · 16 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 1999 - May 2010 · 10 yrs 6 mos
Franklin/templeton Distributors, INC.Broker
September 1998 - October 1999 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.