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Richard Knuth

Citigroup Global Markets INC.
23 Years of Experience
Long Island City, NY
1 DisclosureBroker
View SEC Summary
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Richard Knuth is a registered investment advisor at Citigroup Global Markets INC., based in Long Island City, NY, with 23 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2398 advisors
IM Fee
Planning only
Assets Under Management
$56.0B

Fee Structure

Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.

One-Time Plan:$0
View Full SEC Brochure

Location

Citi Wealth Management, Sales, 38-18 Queens Boulevard, B, Long Island City, NY, 11101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.
September 2021 - Present · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
September 2021 - Present · 5 yrs 1 mo
Citigroup Global Markets INC.
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
September 2021 - September 2021 · 0 mos
Santander Securities
May 2019 - September 2021 · 2 yrs 4 mos
Santander Securities LLCBroker
May 2019 - September 2021 · 2 yrs 4 mos
Ameriprise Financial Services, INC.Broker
June 2018 - May 2019 · 11 mos
Ameriprise Financial Services, INC.
June 2018 - May 2019 · 11 mos
Investment Professionals, INC.
January 2016 - September 2018 · 2 yrs 8 mos
Investment Professionals, INC.Broker
January 2016 - September 2018 · 2 yrs 8 mos
Santander Securities LLCBroker
February 2014 - January 2016 · 1 yr 11 mos
Santander Securities
February 2014 - January 2016 · 1 yr 11 mos
Allstate Financial Advisors, LLC
September 2013 - February 2014 · 5 mos
Allstate Financial Services, LLCBroker
February 2013 - February 2014 · 1 yr
LPL Financial LLC
July 2011 - October 2011 · 3 mos
LPL Financial LLCBroker
January 2011 - October 2011 · 9 mos
Chase Investment Services CORP.
May 2009 - November 2010 · 1 yr 6 mos
Chase Investment Services CORP.Broker
May 2009 - November 2010 · 1 yr 6 mos
Wamu Investments, INC.
November 2007 - May 2009 · 1 yr 6 mos
Wamu Investments, INC.Broker
December 2006 - May 2009 · 2 yrs 5 mos
Dreyfus Service CorporationBroker
August 2005 - October 2006 · 1 yr 2 mos
Fordham Financial Management, INC.Broker
September 2004 - November 2004 · 2 mos
Granite Associates, INCBroker
January 2004 - January 2004 · 0 mos
Continental Broker-Dealer CORP.Broker
April 2003 - January 2004 · 9 mos
Harrison Securities, INC.Broker
January 2001 - May 2003 · 2 yrs 4 mos
Whitehall Wellington Investments, INC.Broker
July 2000 - December 2000 · 5 mos
Seaboard Securities, INC.Broker
November 1999 - July 2000 · 8 mos
State Registrations11 states
CACTFLGAHIILNJNMNYPASC
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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Richard Knuth - Financial Advisor | TrueAdvisor